Alpha Pointe Cap Wealth and 401k Team Jim Gibbons Steve Marohl
James Gibbons-Sarah Wehner-Steve Marohl


Welcome to Alpha Pointe Capital, an independent, wealth management and 401(k) financial advisory practice in Annapolis, Md. USA assisting business owners and professionals primarily in the technology & emerging industries.

We started Alpha Pointe Capital during the challenging times of the Great Financial Crisis. Two financial advisors, Steve Marohl and Jim Gibbons worked tirelessly to help guide clients through historic volatility to keep clients retirement goals on track.

Never shying away from adverse conditions, they forged forward realizing their complementary skills and work ethic could be a value for people looking for a team providing focused, holistic viewpoints.

Wealth Management & 401k

Our goal is to bring Main Street communication and attitudes with Wall St. sophistication to an investment process that accounts for your goals, objectives, and concerns.

It can at times be confusing navigating life’s challenging events such as retirement, divorce, inheritance, or a business sale. Our diverse experience can be the right financial advisor team to assist you.

We strive to make working with us easy, we offer fee-only options, dynamic planning services, on demand communication, and any portfolio is discussed from the “large and complex” to the “just getting started”. We offer numerous financial tools and products that will be carefully explained.*

Let's Talk!

No Statements or Lengthy Presentations.... Let's get to know each other to see if we are a good fit. We want to know you better before we accept your business.

On Pointe Email Bulletins

We’ve assisted C-Level and Professional people with wealth management & 401(k) solutions in industries such as Cyber, AI, IT, Developer, Engineer, MSO, Vertical, Service Provider and the Retail Outlet companies. If you’re in cutting-edge industries we welcome the opportunity to assist you with our informative email bulletins On Pointe.

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ALPHA POINTE CAPITAL

This information is intended for use only by residents of (CO, DC, DE, FL, GA, IL, MA, MD, ME, MO, NC, NJ, NY, PA, TX, VA, WA, WV). Securities-related services may not be provided to individuals residing in any state not listed above. Please consult with the FA as s/he may not be registered in all states.

For parties residing outside of the U.S., this information is: (i) provided for informational purposes only, (ii) not and should not be construed in any manner as an offer to participate in any investment or to buy or sell any securities or related financial instruments, and (iii) not and should not be construed in any manner as a public offering of any financial services, securities or related financial instruments.  

Products and services listed may not be available, or may have restrictions, depending on client country of residence.

Investment and Insurance Products:

  • Not Insured by the FDIC or any Federal Government Agency
  • Not a Deposit or Other Obligation of, or Guaranteed by, the Bank or Any Bank Affiliate
  • Subject to Investment Risks, Including Possible Loss of the Principal Amount Invested
©2020 Wells Fargo Clearing Services, LLC. All rights reserved.

Investment products and services are offered through Wells Fargo Advisors Financial Network, LLC (WFAFN). Wells Fargo Advisors is the trade name used by Wells Fargo Clearing Services, LLC and WFAFN, Members SIPC, separate registered broker-dealers and non-bank affiliates of Wells Fargo & Company. Any other referenced entity is a separate entity from WFAFN.

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